Regulating (From) the Inside: The Legal Framework for by Iris H-Y Chiu PDF

By Iris H-Y Chiu

This booklet examines a key point of the post-financial quandary reform package deal within the european and UK-the ratcheting up of inner regulate in banks and monetary associations. The criminal framework for inner controls is a crucial a part of prudential legislation, and inner keep watch over additionally constitutes a kind of inner gate-keeping for monetary businesses in order that compliance with legislation and rules should be secured. This publication argues that the felony framework for inner keep watch over, that is a kind of meta-regulation, is prone to weaknesses, and such weaknesses are severely tested by means of adopting an interdisciplinary technique. The booklet discusses no matter if post-crisis reforms effectively deal with the weaknesses in regulating inner regulate and proposes another technique to increase the 'governance' effectiveness of inner control.

Show description

Read or Download Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions PDF

Similar business law books

The law of international carriage by air: Major legal by Patrick Zeuner PDF

Seminar paper from the 12 months 2008 within the topic company economics - legislations, grade: 1,3, college of technologies Wildau (WIT Wildau), direction: Aviation legislation, 12 entries within the bibliography, language: English, summary: Abstract:The advancements of greater than hundred years of aviation background have result in a framework oflaws on assorted elements of the aviation undefined.

Download PDF by Jens Dammann: Exam Pro on Business Associations, Objective

Examination Pro-Objective on enterprise institutions is a learn reduction that is helping legislations scholars organize to take their enterprise institutions examination. Taking the pattern target checks and utilizing the corresponding solutions and research presents scholars with a extra thorough knowing of industrial institutions and a greater knowing of the way to take assessments.

Download e-book for iPad: Poison Pills (Portuguese Edition) by Marcella Blok

Com o increase de ofertas públicas de ações nos últimos anos, começou a surgir nos estatutos devárias companhias a expressão “poison pills”, até então pouco conhecida no mercado de capitaisbrasileiro. Essas “pílulas de veneno” vêm sendo os mais utilizados mecanismos de proteção à dispersão acionária e manutenção do poder de controle nas sociedades anônimas de capitalaberto, evitando-se uma tomada indesejada do poder de controle da companhia, prevenindo-se,dentre outros, um aumento de participação de eventuais acionistas além do nível que oscontroladores consideram seguro.

Get SEC Rule 10b-5 PDF

THIS CASEBOOK incorporates a number of U. S. court docket of Appeals judgements that learn, interpret and observe Rule 10b-5, promulgated by way of the Securities and alternate fee pursuant to its authority granted below § 10(b) of the Securities trade Act of 1934. the choice of selections spans from 2015 to the date of book.

Additional info for Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions

Example text

Download PDF sample

Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions by Iris H-Y Chiu

by George

Rated 4.85 of 5 – based on 46 votes