Regulating (From) the Inside: The Legal Framework for by Iris H-Y Chiu PDF

By Iris H-Y Chiu

This booklet examines a key point of the post-financial quandary reform package deal within the european and UK-the ratcheting up of inner regulate in banks and monetary associations. The criminal framework for inner controls is a crucial a part of prudential legislation, and inner keep watch over additionally constitutes a kind of inner gate-keeping for monetary businesses in order that compliance with legislation and rules should be secured. This publication argues that the felony framework for inner keep watch over, that is a kind of meta-regulation, is prone to weaknesses, and such weaknesses are severely tested by means of adopting an interdisciplinary technique. The booklet discusses no matter if post-crisis reforms effectively deal with the weaknesses in regulating inner regulate and proposes another technique to increase the 'governance' effectiveness of inner control.

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Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions by Iris H-Y Chiu


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